Thursday, January 6, 2011

Questions Defying Answers

There are some things in life that bother me a lot when I cannot understand.  When laws and regulations are counterproductive and unjust, where to go?
 
  • I cannot understand why regulators and lawyers in the US have put in place a peer review process that is very clearly lacking in the equivalent of an impartial jury. 
  • Why competitiors and those who may have an interest in eliminating a physician are given so much unbalanced power and have the final word, in effect?
  • Why is the process so highly judicial that a physician may be targeted but have no financial means to protect himself/herself and, therefore, easily removed from practice?
  • I cannot understand why such a process, that is therefore open to corruption, is left untouched
  • I cannot understand why the American Medical Association, the American College of Surgeons, etc, etc, have been so soft in this while seeing their own members being victimized
  • I cannot understand why the outcome of an inherently corrupt and unfair process has to be reported to the National Practitioners Data Bank as if it were a fair outcome?  Isn't that defaming by definition, even though the goal was to protect patients?
  • I cannot understand why a physician has less rights in defending her/his career than a criminal does in defending himself/herself
  • I cannot understand why there is absolutely no mandate that an educational peer review process exist, while punitive panels are set up to sentence to death good physicians' careers.
 
There is something wrong with this picture.  Physicians in the US are under the mercy of the politics and the whims and conscience of their colleagues.  Patients are not safer in such an environment.  Since the results of those execution tribunals (peer review committees) are so devastating, the select favorites will never be subjected to them, while the solo, the foreign graduate, the newcomer, the young (essentially the vulnerable), will more likely be the target.  And the victim may even be the better doctor than the ones who are judging.  Too bad that physicians do not have representation that stands strong on issues like those.  The American medical Association is just too soft on that issue.

Wednesday, December 1, 2010

Doctors .. Ganging-Up

Workplace mobbing and ganging up against someone for whatever reason is a sad reality of life.  The current state of the peer review process provides a handy tool to achieve so among members of the medical profession.  I read the following comment, published in the Yakima Herald Internet edition http://www.yakima-herald.com/stories/2010/11/24/11-24-10-letters-to-the-editor-online-only-edition

Regardless whether the details are accurate or not, the message is that doctors can gang up against another who can be regarded as an unwelcome addition to the staff.  The reasons can be any number of possibilities, but the results can be devastating to a physician.

11/24/10 Letters to the Editor, online-only edition
Yakima Herald-Republic

Dr. Smigaj will be missed

To the editor -- I felt heartsick and despairing when I read the Nov. 11 article in your newspaper that Dr. Diana Smigaj was giving up her OB practice in Yakima. Dr. Smigaj is a wonderful and very competent OB who has delivered many babies over her 15 years of practice in Yakima. Because of her specialty, she handled many high-risk births as well as normal/regular deliveries. In addition to her clinical expertise, Dr. Smigaj is a genuine, caring, kind and determined woman who is very dedicated to her patients, to their families, and to her staff. She has assembled a clinical staff of very capable women -- nurse-midwives, nurses, physician assistant and technicians who share her mission and values of supportive and good medical care.
Many women, including myself, prefer a woman physician especially for birthing and gynecological care. This preference is nothing more or less than a personal preference.
I recruited and hired Dr. Smigaj to practice in Yakima when the board of St. Elizabeth Medical Center decided to reopen obstetric services in 1995. Most OBs in Yakima and Memorial Hospital opposed the birthing center. Even prior to her arrival in Yakima, there was resistance to Dr. Smigaj and one OB-GYN told her that he was opposed to her being hired by St. Elizabeth and she would be deeply resented if she came to Yakima this way. Dr. Smigaj came despite this warning. It was soon apparent that these warnings were indicative of things to come.
I believe the Yakima Valley benefits greatly from having Dr. Smigaj and her staff, and I feel sadness for her but also for the good folks in the Yakima Valley who need her expertise.

BARBARA HOOD
Louisville, Ky.

Friday, November 26, 2010

Physician Disciplinary Action Procedures in UK NHS - Better than USA?

Being interested in a comparison between disciplinary action procedures in the US to those in other countries, I looked into the UK NHS. It appears that there is an inclination to correct and prevent recurrence rather than to punish.  Also there is a clear attempt to implement due process.  I do not know, in reality, how that works and whether the rules can be exploited as much as in the US for bad-faith purposes (sham peer reviews).  Here is the link:

http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/Browsable/DH_5279462

Read what it says...

Managing the risk to patients

4. When serious concerns are raised about a practitioner, the employer must urgently consider whether it is necessary to place temporary restrictions on their practice. This might be to amend or restrict their clinical duties, obtain undertakings or provide for the exclusion of the practitioner from the workplace. Where there are concerns about a doctor or dentist in training, the postgraduate dean should be involved as soon as possible.

5. Exclusion of clinical staff from the workplace is a temporary expedient. Under this framework, exclusion is a precautionary measure and not a disciplinary sanction. Exclusion from work ("suspension") should be reserved for only the most exceptional circumstances.

6. The purpose of exclusion is:  to protect the interests of patients or other staff; and/orto assist the investigative process when there is a clear risk that the practitioner's presence would impede the gathering of evidence.It is imperative that exclusion from work is not misused or seen as the only course of action that could be taken. The degree of action must depend on the nature and seriousness on the concerns and on the need to protect patients, the practitioner concerned and/or their colleagues.

7. Alternative ways to manage risks, avoiding exclusion, include:  Medical or clinical director supervision of normal contractual clinical duties;Restricting the practitioner to certain forms of clinical duties;Restricting activities to administrative, research/audit, teaching and other educational duties. By mutual agreement the latter might include some formal retraining or re-skilling.Sick leave for the investigation of specific health problems.8. In cases relating to the capability of a practitioner, consideration should be given to whether an action plan to resolve the problem can be agreed with the practitioner. Advice on the practicality of this approach should be sought from the National Clinical Assessment Authority (NCAA). If the nature of the problem and a workable remedy cannot be determined in this way, the case manager should seek to agree with the practitioner to refer the case to the NCAA, which can assess the problem in more depth and give advice on any action necessary. The NCAA can offer immediate telephone advice to case managers considering restriction of practise or exclusion and, whether or not the practitioner is excluded, provide an analysis of the situation and offer advice to the case manager.

Details can be found in the website "Maintaining high professional standards in the modern NHS"

Saturday, November 13, 2010

Does The Law Necessarily Protect Good Medicine?

I believe that the following paragraphs are worth reading and pondering.  They are from an article "How to Protect Physician Whistleblower-Patient Advocates - From Retaliation to Benefit Patients" - October 2007
by Gil N. Mileikowsky, MD, Encino, CA, and Bartholomew Lee , Spiegel Liao & Kagay, San Francisco, CA.  The link is: http://www.allianceforpatientsafety.org/protect.php

The Law Today Favors Bad Medicine:

Once a hospital hearing to test a summary suspension commences, the administrative process controls the suspended physician. Due to the "doctrine of exhaustion of administrative remedies" no court will intervene to prevent administrative dissemination of the defamation of the report of the summary suspension, even though there has been no adverse finding or adjudication. "Exhaustion of administrative remedies" usually means exhaustion of physician resources, in litigation and its antecedents, especially inasmuch as the physician cannot (on interim suspension) practice medicine.

Furthermore, due to the abuse by hospitals of that doctrine, hospitals can prolong that administrative process with many delays, e.g., by an ostensibly favorable ruling of the hospital's appeal board granting yet another, new "hearing" to the still suspended physician. That is a most effective strategy, at worst malicious prosecution, at best "good intentions gone awry," to exhaust the physician as an adversary emotionally, financially and physically. Hence, the hospital wins by attrition before any litigation is even possible. In the end, the physician's "exhaustion of administrative remedies" may be futile. It all too often ends up with a final blow by the governing board of the hospital (even if members of that board may believe that this physician is innocent). This is so, because a ruling by the governing board in favor of the physician, would open the door to claims for monetary damages for the physician against the hospital. The board in its perceived fiduciary responsibility will wish to prevent such a financial loss.
The hospital simply must bury its mistake, and take advantage of the reluctance of judges to substitute judgment for medical professionals in staff matters.
Moreover, a physician who can get to court generally at most wins a remand to the administering hospital, for yet another round of hearings.
When it is understood that hospitals' attorneys drafted the amended federal Health Care Quality Improvement Act (HCQIA 1989), the insertion of a quasi-judicial immunity provision can also be explained. The effect if not the object was not so much protection of physician participants in good faith peer review; rather it was the perhaps unintended consequence of protection of hospitals that sponsor bad faith peer review. Hence, only very few injured physicians in the last 20 years have been able to get past the twin peaks of judicial deference to medical prosecutors and administrators and immunity for the complicit as well as the innocent.
As if this were not enough, the HCQIA also provides that a peer review body's failure to meet the conditions described in the law does not constitute failure to meet the applicable standards. In other words, failure to comply with this particular law is not a violation of this particular law. Such a caveat sacrifices the health care quality improvement spirit of the law by gutting the letter of the law. In effect, the hospitals' lawyers' lobbying has loaded the dice. The public cannot expect this process to be either fair or reasonable. An objective observer could join advocates in concluding that at this time, the "peer review" disciplinary hearing process is rigged to a point way beyond any "stacked deck" of cards. Even without malicious intent, physicians from the same hospital are frequently too close to the personalities to avoid bias one way or the other (unlike, for example, a jury of one's peers in court, who are strangers to the parties). Hospital administrators face economic incentives to maximize income, but not to minimize complications.

Ironically, bad physicians are rarely subject to such malicious prosecution. This is so because they are often significant income providers to the hospital and thus enjoy the protection of a hospital more concerned with revenues than patient well-being. This was the case in Redding, California for two heart doctors who did hundreds of sometimes fatal heart procedures, utterly unneeded, and full of risk. All monitoring and inspection by several agencies failed to detect this enormity. When hospital managements, closest to the problems, are compensated only in proportion to revenue growth, patient safety suffers. Often bad physicians, without the leverage of big revenue, simply agree to leave the hospital, provided the hospital does not report them to the state medical board, thereby minimizing its own exposures. They thus evade the "radar screen" of mandatory reporting.
The public is not protected. The reporting system tells of summary suspensions of even outstanding physicians without adjudications, but cannot report cover-ups.

Friday, November 12, 2010

Physicians and Surgeons: You're Guilty Until Proven Innocent

The title may sound an exaggeration, or an attempt to attract the attention.  Unfortunately, it is 100% accurate, if you see how the consequences of being guilty will be suffered from early on.  Let's say you are an excellent doctor.  Let's say your patients love you.  Let's say you have great bedside manners.  Let's say you keep yourself well-informed of new medical literature.  Let's say you treat your patients as if they were your own family.  Let's say your results are better than your peers.  Then something happens.  Somehow, a peer review is initiated against you.  While you ponder what's happening, and you start putting a lot of hours and effort to respond to the allegations, the powers decide that, allegedly because of "concerns", and to protect the patients from you, you are placed on suspension.  Believe it or not, you will, from now on, suffer the consequences as if you were actually "guilty", even though it is all unproven. Here is how it works.  The hospital has to report to the National Practitioner Data Band (NPDB) that you are suspended, and such a report should be filed within thirty days (in California, only 15 days and electronic filing is being implemented).  Hold on, what are we reporting here?  The doctor has not been proven guilty of anything.  It gets worse, and still the physician is not proven to deserve any restriction of their practice.  An investigation by the hospital may be initiated, and may take for ever, while the physician is unable to earn a living, being on suspension.  The doctor cannot work elsewhere either, because the NPDB report effectively made the physician not employable.  Bad .. eh?  It gets even worse.  There is no high-standard "due process".  The entire process is allowed to be driven and directed by the very people who are being hostile to the doctor.  The peer review process may very well end with a verdict that revokes the doctor's privileges in that hospital, which is the death sentence to the physician's career.  Throughout the process, the doctor has been enduring the consequences of being guilty (losing ability to practice medicine, having a negative report to the NPDB, being unable to find a job, being labeled as incompetent) before any fair process has ever started.  For many physicians, the process will never be fair, since the laws are extremely biased against the physicians, and will be completed with the definitive destruction of the career.  Even though the title says "You're guilty until proven innocent", it is quite possible that you'll never be able to clear your name with the current state of affairs.  If you can afford litigation, that is probably your only chance to defend your reputation. 
Those who aspire to be physicians need to know those very true facts about practicing medicine in the USA. You will be under the mercy of others.  You may be lucky to practice in a good environment.  Or, you may be not ......